Compliance Policy

General framework for regulatory compliance and criminal prevention at [PENDIENTE_RAZON_SOCIAL], applicable to all professionals, collaborators and third parties acting on behalf of the firm.

Commitment to integrity

[PENDIENTE_RAZON_SOCIAL] has adopted a Crime Prevention Organisation and Management Model (Criminal Compliance) in accordance with Articles 31 bis et seq. of the Spanish Criminal Code, as well as an Anti-Bribery Management System under ISO 37001 and a Compliance Management System under ISO 37301.

Guiding principles

• Strict regulatory compliance with national, EU and international legislation applicable in each jurisdiction.
• Zero tolerance for any criminal, fraudulent, corrupt or ethically improper conduct.
• Confidentiality and professional secrecy in all relationships with clients and third parties.
• Prevention of conflicts of interest, with prior disclosure and management procedures when identified.
• Ongoing training for all professionals in compliance, anti-money laundering, GDPR and professional ethics.

Compliance Body

The Compliance Committee is the internal body responsible for the oversight, monitoring and effectiveness of the Model. It has autonomous powers of initiative and control and reports directly to the firm’s management.

Reporting non-compliance

Anyone aware of a possible breach may report it through the Whistleblower Channel, by emailing compliance@[PENDIENTE_DOMINIO], or in person. Confidentiality and the prohibition of retaliation are guaranteed.